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Kenneth Anton

CWM, LLC

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About Kenneth Anton

Kenneth Anton is an investment advisor representative with CWM, LLC, located in Omaha, NE. Kenneth has been in the financial industry for over 20 years and has experience working with a variety of clients, including individuals, high-net-worth individuals, corporations, and pension plans. Kenneth is registered with the state of Texas and has passed the Series 63, 65, 7, and SIE exams.

Firm Information

Kenneth Anton is currently registered with CWM, LLC. CWM, LLC is a registered investment adviser based in Omaha, NE, with over 475 investment adviser representatives. The firm manages a total of $26.77 billion in client assets, primarily for high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and pension and profit-sharing plans. The firm offers advisory services such as financial planning, portfolio management for individuals, selection of other advisers, and sub-advisory services for other investment advisory firms. The firm also participates in wrap fee programs.
CWM, LLC

14600 BRANCH ST.

OMAHA, NE 68154

$26.77B

Assets Under Management

629

Total Clients

448

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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sub-advisory services for other investment advisory firms

Sub-advisory services for other investment advisory firms

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Solicitor fees from other investment advisors

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Kenneth Anton’s Registration & Firm History

TX

08/16/2023 - Present

CWM, LLC (AUSTIN TX)

TX

05/15/2015 - 08/16/2023

SIGMA FINANCIAL CORPORATION (Austin TX)

TX

10/22/2013 - 06/12/2015

OPPENHEIMER & CO. INC. (AUSTIN TX)

TX

07/16/2012 - 10/19/2013

TITLEIST ASSET MANAGEMENT, LTD. (SAN ANTONIO TX)

NY

06/29/2000 - 06/06/2012

BNP PARIBAS SECURITIES CORP. (NEW YORK NY)

NY

12/16/1999 - 07/27/2000

CIBC WORLD MARKETS CORP. (NEW YORK NY)

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Licenses & Designations

IA

Issued 12/11/2013

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 03/13/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/15/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Kenneth Anton.
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