Unclaimed
Kenneth Anthony Rizzio is an investment advisor representative, licensed in Connecticut, and a registered representative. Kenneth Rizzio's primary focus is providing investment advice and financial planning services. Kenneth Rizzio is affiliated with Cambridge Investment Research Advisors, Inc. Kenneth has been in the financial services industry since 1984. Kenneth has worked with previous firms such as Ohanesian/Lecours, Inc, G.R. Phelps & Co., Inc., Investcorp, Inc., Watson Financial Services Corporation, Linsco Financial Group, Inc., and Washington National Equity Company. Kenneth Rizzio is a Chartered Financial Consultant.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
CT
02/11/2025 - Present
Cambridge Investment Research Advisors, Inc. (Farmington CT)
CT
11/03/1994 - 12/14/2018
OHANESIAN / LECOURS, INC. (WEST HARTFORD CT)
NA
06/19/1991 - 11/22/1994
G. R. PHELPS & CO., INC.
FL
05/04/1990 - 04/30/1991
INVESTACORP, INC. (MIAMI FL)
NA
06/30/1986 - 02/06/1990
WATSON FINANCIAL SERVICES CORPORATION
NA
11/05/1985 - 06/27/1986
LINSCO FINANCIAL GROUP, INC.
NA
11/22/1983 - 12/05/1985
WASHINGTON NATIONAL EQUITY COMPANY
IA
Issued 05/08/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/14/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/31/1996
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/11/2008
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 06/29/1984
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 11/21/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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