Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kenneth? Claim Your ProfileKenneth Andrew Yager is a financial advisor with UBS Financial Services Inc. Kenneth has been working in the financial industry since 2008 and has a strong track record of success. Kenneth's expertise and experience make him a valuable resource for clients seeking comprehensive financial advice. Kenneth is registered with the Financial Industry Regulatory Authority (FINRA) as a Registered Representative and is also registered with the Securities Investor Protection Corporation (SIPC). Kenneth is also a Registered Investment Advisor (RIA) in New York and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NY
07/08/2024 - Present
UBS Financial Services Inc. (GARDEN CITY NY)
NY
10/24/2014 - 07/16/2024
MORGAN STANLEY (New York NY)
NY
04/19/2010 - 10/27/2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (GREAT NECK NY)
NY
11/20/2008 - 05/19/2010
CITIGROUP GLOBAL MARKETS INC. (MANHASSET NY)
BOTH
Issued 12/10/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/19/2008
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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