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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kenneth? Claim Your ProfileKenneth Andrew Sprague is a financial advisor currently registered with Wells Fargo Clearing Services, LLC. Kenneth Andrew Sprague's experience in the financial services industry began in 1998. Kenneth Andrew Sprague has a total of 34 state registrations, 3 IA registrations, and 6 other approved registrations. Kenneth Andrew Sprague is also licensed to provide investment advice. Kenneth Andrew Sprague has been associated with Wells Fargo Advisors LLC and Wells Fargo Clearing Services, LLC in the District of Columbia and Maryland. Kenneth Andrew Sprague is also registered in Texas. Kenneth Andrew Sprague's current registrations include Series 7, Series 63, and Series 65. Kenneth Andrew Sprague also holds the SIE certification.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MD
08/17/2020 - Present
Wells Fargo Clearing Services, LLC (BETHESDA MD)
DC
04/02/2007 - 03/02/2009
MORGAN STANLEY & CO. INCORPORATED (WASHINGTON DC)
DC
04/24/1998 - 04/02/2007
MORGAN STANLEY DW INC. (WASHINGTON DC)
BC
Issued 05/08/1998
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 08/29/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/23/1998
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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