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Kenneth Andrew Putnam

Independent Advisor Alliance, LLC

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About Kenneth Andrew Putnam

Kenneth Andrew Putnam is a financial advisor with over 11 years of experience in the industry. Kenneth is currently registered with Independent Advisor Alliance, LLC and is a Certified Financial Planner. Kenneth works with individuals, high-net-worth individuals, corporations, and retirement plans. Kenneth provides financial planning, portfolio management, and educational seminars. Kenneth has been registered with the state of North Carolina since 2011 and is also registered in Florida, Georgia, and Texas. Kenneth's previous experience includes working with Securities America, Inc.

Firm Information

Kenneth Putnam is currently registered with Independent Advisor Alliance, LLC. Independent Advisor Alliance, LLC is a registered investment advisor based in Charlotte, NC. The firm manages approximately $1 billion to $10 billion in assets for a diverse clientele, including high-net-worth individuals, corporations, charitable organizations, and pension and profit-sharing plans. Independent Advisor Alliance provides financial planning, portfolio management, and pension consulting services.
Independent Advisor Alliance, LLC

11215 N. COMMUNITY HOUSE RD.

CHARLOTTE, NC 28277

$12.83B

Assets Under Management

68

Total Clients

242

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Kenneth Putnam’s Registration & Firm History

NC

10/27/2017 - Present

Independent Advisor Alliance, LLC (Cornelius NC)

NC

01/28/2011 - 07/20/2011

SECURITIES AMERICA, INC. (CORNELIUS NC)

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Licenses & Designations

BOTH

Issued 05/27/2011

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/27/2011

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kenneth Andrew Putnam.
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