Unclaimed
Kenneth Ottey is a financial professional with over 12 years of experience in the industry. Kenneth is currently registered with LPL Financial LLC in Cockeysville, Maryland. Prior to joining LPL Financial LLC, Kenneth was employed by M&T Securities, INC. Kenneth holds the Series 6, Series 63, Series 6TO and SIE licenses. Kenneth specializes in providing financial planning, portfolio management for businesses and individuals, and other non-discretionary advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MD
06/09/2021 - Present
LPL Financial LLC (COCKEYSVILLE MD)
MD
08/12/2011 - 06/09/2021
M&T SECURITIES, INC. (COCKEYSVILLE MD)
MD
02/11/2008 - 12/11/2009
M&T SECURITIES, INC. (COCKEYSVILLE MD)
BC
Issued 07/12/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/31/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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