Unclaimed
Kenneth Andre Smith is a financial advisor with Empower Financial Services, Inc. Kenneth has over 10 years of experience in the financial services industry. Kenneth specializes in providing investment advice and financial planning services to individuals and families. Kenneth holds the Series 6, SIE, and Series 63 licenses and has been registered with FINRA since 2013. Kenneth is committed to providing his clients with personalized financial advice and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
08/26/2013 - Present
Empower Financial Services, Inc. (GREENWOOD VILLAGE CO)
CO
03/23/2010 - 11/15/2011
GWFS EQUITIES, INC. (GREENWOOD VILLAGE CO)
CO
02/16/2007 - 12/31/2008
GWFS EQUITIES, INC. (GREENWOOD VILLAGE CO)
BC
Issued 05/29/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/15/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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