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Kenneth Andre Smith

Empower Financial Services, Inc.

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About Kenneth Andre Smith

Kenneth Andre Smith is a financial advisor with Empower Financial Services, Inc. Kenneth has over 10 years of experience in the financial services industry. Kenneth specializes in providing investment advice and financial planning services to individuals and families. Kenneth holds the Series 6, SIE, and Series 63 licenses and has been registered with FINRA since 2013. Kenneth is committed to providing his clients with personalized financial advice and helping them achieve their financial goals.

Firm Information

Kenneth Smith is currently registered with Empower Financial Services, Inc.. Empower Financial Services, Inc. is a Corporation formed in 1984-10-12. It is registered in 53 states and has been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

1,120

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kenneth Smith’s Registration & Firm History

CO

08/26/2013 - Present

Empower Financial Services, Inc. (GREENWOOD VILLAGE CO)

CO

03/23/2010 - 11/15/2011

GWFS EQUITIES, INC. (GREENWOOD VILLAGE CO)

CO

02/16/2007 - 12/31/2008

GWFS EQUITIES, INC. (GREENWOOD VILLAGE CO)

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Licenses & Designations

BC

Issued 05/29/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/15/2007

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kenneth Andre Smith.
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