Unclaimed
Kenneth Andre Caleb is a financial advisor with over 29 years of experience in the industry. Kenneth is currently registered with Grove Point Investments, LLC and has been with the firm since 2007. Kenneth has been active in the industry since 1994, and has held positions at several firms, including Diversified Securities, Incorporated. Kenneth is a licensed securities professional and holds Series 7, 24, 63, 99TO and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
03/22/2007 - Present
Grove Point Investments, LLC (SEAL BEACH CA)
CA
02/03/1994 - 12/31/2023
DIVERSIFIED SECURITIES, INCORPORATED (Seal BEACH CA)
BC
Issued 02/11/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/31/2002
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/02/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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