Unclaimed
Kenneth Mosher is a financial advisor with Thrivent Investment Management Inc. based in Minneapolis, MN. Kenneth has 23 years of experience in the financial services industry and has been with Thrivent since 2013. Kenneth has a Series 63, Series 65, Series 7, and Series 31 licenses as well as a Series 24 principal license. Kenneth specializes in providing financial planning and portfolio management for individuals, churches, and non-profit sharing retirement accounts. Kenneth is registered to provide investment advisory services in Minnesota.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MN
12/05/2013 - Present
Thrivent Investment Management Inc. (MINNEAPOLIS MN)
MN
11/01/2011 - 08/08/2012
WELLS FARGO ADVISORS, LLC (MINNEAPOLIS MN)
MN
01/03/2011 - 10/27/2011
WELLS FARGO ADVISORS, LLC (MINNEAPOLIS MN)
MN
12/02/2010 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (MINNEAPOLIS MN)
MN
03/09/2007 - 04/08/2009
TRANSAMERICA CAPITAL, INC. (MINNEAPOLIS MN)
CA
06/07/2002 - 03/14/2005
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
MA
02/25/2000 - 05/20/2002
COMMONWEALTH FINANCIAL NETWORK (WALTHAM MA)
NY
03/21/1995 - 02/29/2000
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 06/22/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/29/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/12/2020
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/06/1995
Series 31 - Futures Managed Funds Examination
BC
Issued 03/20/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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