Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kenneth? Claim Your ProfileKenneth Allen Maring is a financial advisor who has been in the industry since 1986. Kenneth is currently registered with Concurrent Investment Advisors, LLC in the states of California, Nevada and Texas. Kenneth has previously been registered with Morgan Stanley, Wells Fargo Clearing Services, LLC, Morgan Stanley & Co., Incorporated, Morgan Stanley DW Inc., Salomon Smith Barney Inc., Dean Witter Reynolds Inc., Shearson Lehman Hutton Inc., Private Securities Network, Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Kenneth holds the following securities licenses: Series 3, Series 7, Series 63 and Series 65.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
07/22/2024 - Present
Concurrent Investment Advisors, LLC (TAMPA FL)
CA
02/10/2017 - 04/30/2024
MORGAN STANLEY (SAN RAFAEL CA)
CA
02/01/2008 - 02/13/2017
WELLS FARGO CLEARING SERVICES, LLC (SAN RAFAEL CA)
CA
04/02/2007 - 02/08/2008
MORGAN STANLEY & CO., INCORPORATED (SAN RAFAEL CA)
CA
02/28/2003 - 04/02/2007
MORGAN STANLEY DW INC. (SAN RAFAEL CA)
NY
09/13/1994 - 03/13/2003
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
05/29/1990 - 09/08/1994
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NY
06/20/1988 - 05/18/1990
SHEARSON LEHMAN HUTTON INC. (NEW YORK NY)
NA
10/23/1986 - 07/11/1988
PRIVATE SECURITIES NETWORK, INC.
NA
10/23/1986 - 06/30/1988
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
IA
Issued 11/14/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/19/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/30/2009
Series 3 - National Commodity Futures Examination
BC
Issued 10/18/1986
Series 7 - General Securities Representative Examination
Active
Inactive
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