Unclaimed
Kenneth Allen has been in the industry since 2002. Currently, Kenneth Allen is registered with Stonehaven, LLC in New York, New York. Previously, Kenneth Allen was registered with CRITO CAPITAL LLC in Westport, Connecticut; WYNSTON HILL CAPITAL, LLC in Brandon, South Dakota; J. STREICHER CAPITAL LLC in New York, New York; NMS CAPITAL SECURITIES, LLC in New York, New York; and LEHMAN BROTHERS INC. in New York, New York. Kenneth Allen holds Series 63, SIE, Series 79 and Series 7 licenses. Kenneth Allen is registered with the following states: California, New York and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
01/31/2024 - Present
Stonehaven, LLC (NEW YORK NY)
CT
11/16/2017 - 12/01/2023
CRITO CAPITAL LLC (WESTPORT CT)
SD
11/29/2016 - 11/07/2017
WYNSTON HILL CAPITAL, LLC (BRANDON SD)
NY
01/20/2015 - 07/31/2015
J. STREICHER CAPITAL LLC (NEW YORK NY)
NY
10/15/2013 - 10/30/2014
NMS CAPITAL SECURITIES, LLC (NEW YORK NY)
NY
08/31/1994 - 12/07/2007
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 03/17/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/15/2013
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 08/28/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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