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Kenneth Allen

Stonehaven, LLC

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About Kenneth Allen

Kenneth Allen has been in the industry since 2002. Currently, Kenneth Allen is registered with Stonehaven, LLC in New York, New York. Previously, Kenneth Allen was registered with CRITO CAPITAL LLC in Westport, Connecticut; WYNSTON HILL CAPITAL, LLC in Brandon, South Dakota; J. STREICHER CAPITAL LLC in New York, New York; NMS CAPITAL SECURITIES, LLC in New York, New York; and LEHMAN BROTHERS INC. in New York, New York. Kenneth Allen holds Series 63, SIE, Series 79 and Series 7 licenses. Kenneth Allen is registered with the following states: California, New York and Texas.

Firm Information

Kenneth Allen is currently registered with Stonehaven, LLC. Stonehaven, LLC is a Limited Liability Company formed in October 2001 and is registered in all 50 states and the District of Columbia. They have one approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

46

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kenneth Allen’s Registration & Firm History

NY

01/31/2024 - Present

Stonehaven, LLC (NEW YORK NY)

CT

11/16/2017 - 12/01/2023

CRITO CAPITAL LLC (WESTPORT CT)

SD

11/29/2016 - 11/07/2017

WYNSTON HILL CAPITAL, LLC (BRANDON SD)

NY

01/20/2015 - 07/31/2015

J. STREICHER CAPITAL LLC (NEW YORK NY)

NY

10/15/2013 - 10/30/2014

NMS CAPITAL SECURITIES, LLC (NEW YORK NY)

NY

08/31/1994 - 12/07/2007

LEHMAN BROTHERS INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 03/17/2014

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/15/2013

Series 79 - Investment Banking Registered Representative Examination

BC

Issued 08/28/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kenneth Allen.
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