Unclaimed
Kenneth Allan Fox is a registered representative and investment advisor representative with Northwestern Mutual Investment Services, LLC, a subsidiary of Northwestern Mutual. Kenneth has been in the financial services industry since 1984, and is registered to provide investment advice in multiple states. Kenneth has earned the Series 7, Series 63, and Series 65 licenses, as well as the SIE exam. Kenneth is a member of the Buffalo Grove Police Pension Commission, and is a 100% owner of KAF Services LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
IL
03/29/2005 - Present
Northwestern Mutual Investment Services, LLC (SKOKIE IL)
WI
07/01/1988 - 06/13/2003
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
NA
04/06/1984 - 07/01/1988
BUYS-MACGREGOR, MACNAUGHTON- GREENAWALT & CO.
IA
Issued 01/26/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/08/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/17/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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