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Kenneth Allan Fox

Northwestern Mutual Investment Services, LLC

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About Kenneth Allan Fox

Kenneth Allan Fox is a financial advisor with over 39 years of experience in the financial services industry. Kenneth is currently registered with Northwestern Mutual Investment Services, LLC in Skokie, Illinois. Kenneth's previous employers include ROBERT W. BAIRD & CO. INCORPORATED and BUYS-MACGREGOR, MACNAUGHTON- GREENAWALT & CO.. Kenneth is also a board member of the Buffalo Grove Police Pension Commission. Kenneth's practice focuses on providing investment research and referrals to other advisors.

Firm Information

Kenneth Fox is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998 and based in Milwaukee, Wisconsin. The firm offers investment research, referrals to other advisors, and acts as an investment advisor, providing advisory services to various client types, including individuals, corporations, and insurance companies. They are registered with the SEC and in all 50 states, boasting a large network of licensed agents, investment advisor representatives, and registered representatives. The firm has been involved in several regulatory events and one arbitration disclosure.
Northwestern Mutual Investment Services, LLC

5215 OLD ORCHARD ROAD

SKOKIE, IL 60077

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Kenneth Fox’s Registration & Firm History

IL

03/29/2005 - Present

Northwestern Mutual Investment Services, LLC (SKOKIE IL)

WI

07/01/1988 - 06/13/2003

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

NA

04/06/1984 - 07/01/1988

BUYS-MACGREGOR, MACNAUGHTON- GREENAWALT & CO.

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Licenses & Designations

IA

Issued 1/26/1998

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 6/8/1984

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 3/17/1984

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Kenneth Allan Fox. Review regulatory record here.
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