Unclaimed
Kenneth McCabe is a registered representative with Centaurus Financial, Inc. Kenneth has been in the securities industry for over 20 years. Kenneth is licensed to provide investment advice in Arizona, Arkansas, California, Colorado, Georgia, Idaho, Illinois, Indiana, Iowa, Minnesota, Nevada, North Carolina, Ohio, Oklahoma, Oregon, Pennsylvania, Texas, and Washington. Kenneth is also registered with FINRA and the SEC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
03/25/2020 - Present
Centaurus Financial, Inc. (ANAHEIM CA)
MN
10/19/1999 - 01/26/2006
AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)
MN
10/19/1999 - 01/26/2006
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
MA
11/28/1997 - 06/16/1999
SIGNATOR INVESTORS, INC. (BOSTON MA)
BOTH
Issued 01/13/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/14/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/22/2011
Series 7 - General Securities Representative Examination
BC
Issued 11/25/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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