Invested Better
Unclaimed

Unclaimed

Unclaimed

Kenneth Alan Zegar

Hilltop Securities Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Kenneth? Claim Your Profile

About Kenneth Alan Zegar

Kenneth Alan Zegar is a registered representative with Hilltop Securities Inc. Kenneth has been in the financial services industry since June 25, 2001. Kenneth is a Series 7, Series 63 and SIE licensed professional. Kenneth has been registered with Hilltop Securities Inc. since May 13, 2023.

Firm Information

Kenneth Zegar is currently registered with Hilltop Securities Inc.. Hilltop Securities Inc. is a corporation formed in 1991 and headquartered in Dallas, Texas. They are a registered investment advisor with over $1 billion in assets under management, serving a diverse client base including individuals, corporations, and charitable organizations. The firm provides a range of services including financial planning, portfolio management, educational seminars, and publication of periodicals. Their website and LinkedIn profile provide further information about their services and team.
Hilltop Securities Inc.

717 N. HARWOOD STREET

DALLAS, TX 75201

$1.87B

Assets Under Management

9

Total Clients

402

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

check

educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

fixed fees

Set rates for specific services, regardless of time or assets managed.

check

percentage of assets

A percentage of the total value of assets under management is charged.

check

other

12b-1 fees

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Kenneth Zegar’s Registration & Firm History

NY

05/13/2023 - Present

Hilltop Securities Inc. (New York NY)

NY

05/07/2020 - 10/02/2020

STORMHARBOUR SECURITIES LP (NEW YORK NY)

NY

04/21/2008 - 06/21/2018

JEFFERIES LLC (NEW YORK NY)

CT

01/04/2005 - 04/11/2008

RBS GREENWICH CAPITAL (GREENWICH CT)

NY

06/19/2003 - 01/05/2005

CREDIT SUISSE FIRST BOSTON LLC (NEW YORK NY)

NJ

12/15/1994 - 03/08/2000

PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)

NY

09/13/1993 - 12/23/1994

KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)

Not sure if Kenneth Alan Zegar is right for you?

Licenses & Designations

BC

Issued 05/19/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/13/2023

Series 7TO - General Securities Representative Examination

BC

Issued 06/21/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/18/2017

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There is public disclosure for Kenneth Alan Zegar. Review regulatory record here.
Not sure if Kenneth Alan Zegar is right for you?