Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kenneth? Claim Your ProfileKenneth Vargas is a financial advisor with Fidelity Personal AND Workplace Advisors, where he has worked since September 2015. Kenneth has been in the industry since July 1999. He specializes in providing financial planning, portfolio management for individuals and businesses, and educational seminars. Kenneth is also registered as an Investment Advisor Representative in both Florida and Texas. Previously, Kenneth worked at The Leaders Group, INC. in Littleton, Colorado and at Capital One Investment Services LLC in Keller, Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
07/13/2018 - Present
Fidelity Personal AND Workplace Advisors (ALTAMONTE SPRINGS FL)
CO
08/27/2013 - 09/25/2015
THE LEADERS GROUP, INC. (LITTLETON CO)
TX
07/18/2013 - 08/21/2013
INVESTMENT CENTERS OF AMERICA, INC. (BEDFORD TX)
TX
01/27/2012 - 07/23/2013
CAPITAL ONE INVESTMENT SERVICES LLC (KELLER TX)
TX
01/21/2011 - 01/12/2012
FIRST FINANCIAL EQUITY CORPORATION (DALLAS TX)
TX
11/16/2009 - 12/10/2010
NFP SECURITIES, INC. (RICHARDSON TX)
TX
03/17/2009 - 11/17/2009
CULLUM & BURKS SECURITIES, INC. (DALLAS TX)
TX
05/27/2008 - 03/23/2009
WAMU INVESTMENTS, INC. (DALLAS TX)
CO
04/05/2007 - 02/22/2008
THE LEADERS GROUP, INC. (LITTLETON CO)
TX
12/01/2006 - 03/23/2007
CHASE INVESTMENT SERVICES CORP. (PLANO TX)
TX
06/26/2006 - 10/05/2006
WACHOVIA SECURITIES, LLC (ADDISON TX)
TX
04/29/2005 - 07/11/2006
PARK AVENUE SECURITIES LLC (DALLAS TX)
TX
03/15/2004 - 03/31/2005
NFP SECURITIES, INC. (AUSTIN TX)
AL
09/13/2002 - 01/08/2004
COMPASS BROKERAGE, INC. (BIRMINGHAM AL)
MA
01/01/2002 - 07/18/2002
SIGNATOR INVESTORS, INC. (BOSTON MA)
MA
02/12/2001 - 01/01/2002
JOHN HANCOCK FUNDS, INC. (BOSTON MA)
IL
07/26/1999 - 08/30/2000
AFD, INC. (NORTHBROOK IL)
AL
02/28/1997 - 05/20/1998
FIRST VARIABLE CAPITAL SERVICES, INC. (BIRMINGHAM AL)
MA
09/25/1996 - 01/31/1997
NEW ENGLAND FUNDS, L.P. (BOSTON MA)
NY
09/25/1996 - 01/31/1997
NEW ENGLAND SECURITIES (NEW YORK NY)
BOTH
Issued 01/04/2016
Series 66 - Uniform Combined State Law Examination
IA
Issued 01/03/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/21/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/22/2008
Series 7 - General Securities Representative Examination
BC
Issued 09/24/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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