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Kenneth Alan Steinberg

Southstate|duncanwilliams Securities Corp.

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About Kenneth Alan Steinberg

Kenneth Steinberg has been in the financial services industry since July 12, 1983. Kenneth is currently registered with Southstate|duncanwilliams Securities Corp. in Memphis, TN. Kenneth holds Series 63, SIE, Series 7, and Series 52 licenses. Kenneth Steinberg is registered in 43 states and is a FINRA-registered broker.

Firm Information

Kenneth Steinberg is currently registered with Southstate|duncanwilliams Securities Corp.. Southstate|duncanwilliams Securities Corp. is a corporation formed in March 1969. The firm is registered in 49 states and is approved for registration with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

81

Total Financial Advisors

Services Offered

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Fee Structure

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Kenneth Steinberg’s Registration & Firm History

TN

07/13/1983 - Present

Southstate|duncanwilliams Securities Corp. (MEMPHIS TN)

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Licenses & Designations

BC

Issued 07/07/1983

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/17/1986

Series 7 - General Securities Representative Examination

BC

Issued 06/29/1983

Series 52 - Municipal Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Kenneth Alan Steinberg. Review regulatory record here.
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