Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kenneth? Claim Your ProfileKenneth Alan Ludy is an investment advisor representative with Fidelity Personal And Workplace Advisors. Kenneth has over 20 years of experience in the securities industry and is registered with the Financial Industry Regulatory Authority (FINRA). Kenneth is also registered as an investment advisor representative in 26 states. Kenneth is a Certified Financial Planner and has earned a number of securities licenses, including the Series 66, Series 7, Series 9, Series 10, and Series 31 exams. Kenneth is based out of Boston, MA and has worked in the financial services industry since 2000. Fidelity Personal And Workplace Advisors is a large financial services firm that offers a variety of financial planning and investment services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MA
07/13/2018 - Present
Fidelity Personal AND Workplace Advisors (BOSTON MA)
RI
12/03/2001 - 08/08/2003
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
NY
08/25/2000 - 11/12/2001
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 09/19/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/15/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/30/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/26/2000
Series 31 - Futures Managed Funds Examination
BC
Issued 08/24/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
Not sure Kenneth Ludy is the right advisor for you? Invested Better is here to help.
