Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kenneth? Claim Your ProfileKenneth Alan Haupt is a registered investment advisor representative with Janney Montgomery Scott LLC. Kenneth has been in the securities industry since 1992 and has held previous roles at First Union Brokerage Services, Inc., First Clearing Corporation, and Meridian Securities, Inc. Kenneth has a diverse background in the financial industry, with experience in various areas such as investment advisory, securities trading, and financial planning. Kenneth holds multiple licenses and certifications, including Series 7, Series 63, and Series 65. Kenneth specializes in providing financial guidance and investment management services to individuals, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
1
2
PA
10/09/2008 - Present
Janney Montgomery Scott LLC (READING PA)
NC
05/06/1998 - 05/22/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
MO
08/19/1996 - 09/11/1998
FIRST CLEARING CORPORATION (ST. LOUIS MO)
NA
10/27/1992 - 08/19/1996
MERIDIAN SECURITIES, INC.
IA
Issued 11/26/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/09/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/26/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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