Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kenneth? Claim Your ProfileKenneth Alan Harris is a financial advisor with Charles Schwab & CO., Inc. Kenneth has been in the industry since July 2006 and is registered with the state of Texas. Kenneth has worked for several firms prior to joining Charles Schwab & CO., Inc. including PAYCHEX SECURITIES CORPORATION, OPPENHEIMERFUNDS DISTRIBUTOR, INC., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, ADP BROKER-DEALER, INC., OLD MUTUAL INVESTMENT PARTNERS and COLUMBIA FUNDS DISTRIBUTOR, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
TX
07/03/2018 - Present
Charles Schwab & CO., Inc. (Westlake TX)
CO
07/08/2015 - 04/06/2016
PAYCHEX SECURITIES CORPORATION (DENVER CO)
CO
11/16/2010 - 06/19/2015
OPPENHEIMERFUNDS DISTRIBUTOR, INC. (CENTENNIAL CO)
NY
03/20/2008 - 12/22/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PITTSFORD NY)
NJ
04/24/2007 - 01/08/2008
ADP BROKER-DEALER, INC. (ROSELAND NJ)
CO
10/01/2004 - 02/20/2007
OLD MUTUAL INVESTMENT PARTNERS (DENVER CO)
MA
02/18/2004 - 10/04/2004
COLUMBIA FUNDS DISTRIBUTOR, INC. (BOSTON MA)
BOTH
Issued 05/23/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/27/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/28/2024
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/07/2004
Series 7 - General Securities Representative Examination
BC
Issued 02/17/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
Not sure Kenneth Harris is the right advisor for you? Invested Better is here to help.
