Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kenneth? Claim Your ProfileKenneth Abady is a financial advisor with UBS Financial Services Inc. Kenneth is licensed in 28 states. Kenneth's experience in the industry dates back to November 8, 1989. Prior to joining UBS Financial Services Inc. Kenneth was registered with Morgan Stanley Smith Barney, Citigroup Global Markets Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated and Dean Witter Reynolds Inc. Kenneth has the Series 3, 6, 7, 63 and 65 securities licenses. Kenneth's specializations include Portfolio Management for Individuals, Portfolio Management for Businesses, Financial Planning, Pension Consulting, Educational Seminars and Publication of Periodicals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
CA
05/31/2011 - Present
UBS Financial Services Inc. (SAN DIEGO CA)
CA
06/01/2009 - 05/06/2011
MORGAN STANLEY SMITH BARNEY (RANCHO BERNARDO CA)
CA
05/24/2002 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (RANCHO BERNARDO CA)
NY
04/20/1993 - 05/29/2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
11/30/1990 - 05/03/1993
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NA
01/06/1987 - 01/26/1988
PRUCO SECURITIES CORPORATION
IA
Issued 05/17/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/18/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/16/1992
Series 3 - National Commodity Futures Examination
BC
Issued 11/28/1990
Series 7 - General Securities Representative Examination
BC
Issued 01/05/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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