Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kenneth? Claim Your ProfileKenneth Shapiro is a financial advisor who has been in the industry since 1995. Kenneth is currently registered with The Leaders Group, Inc. in Littleton, CO. Kenneth has previously worked with SAGEPOINT FINANCIAL, INC. in Phoenix, AZ, ING FINANCIAL PARTNERS, INC. in Needham, MA, LINCOLN FINANCIAL SECURITIES CORPORATION in Needham, MA, and GUARDIAN INVESTOR SERVICES CORPORATION in New York, NY. Kenneth holds the Series 6 and Series 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CO
05/12/2017 - Present
THE Leaders Group, Inc. (LITTLETON CO)
AZ
01/17/2014 - 05/30/2017
SAGEPOINT FINANCIAL, INC. (PHOENIX AZ)
MA
07/24/2009 - 12/31/2013
ING FINANCIAL PARTNERS, INC. (NEEDHAM MA)
MA
03/23/1999 - 05/22/2009
LINCOLN FINANCIAL SECURITIES CORPORATION (NEEDHAM MA)
NY
10/19/1994 - 03/22/1999
GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)
BC
Issued 11/15/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/18/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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