Unclaimed
Kenneth Prodger is a financial advisor with Cambridge Investment Research Advisors, Inc. Kenneth has been in the financial services industry since 2006. Kenneth works in the Santa Clara office of Cambridge Investment Research Advisors, Inc.. Kenneth holds licenses in California and Texas and is a registered investment advisor. Kenneth has Series 6, 22, 62, 63 and 65 licenses. In addition to his advisory services, Kenneth is also an insurance agent for various independent insurance companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
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2
CA
01/02/2018 - Present
Cambridge Investment Research Advisors, Inc. (Santa Clara CA)
CA
08/28/2006 - 03/04/2014
MML INVESTORS SERVICES, LLC (SUNNYVALE CA)
IA
Issued 10/14/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/05/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/12/2014
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 01/11/2008
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 08/25/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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