Unclaimed
Kenneth Mayer is a registered representative with Morgan Stanley. Kenneth is also registered as an investment advisor representative. Kenneth has been in the industry since June 18, 1992 and has a total of 40 state registrations, including New York, New Jersey and Texas. Kenneth has been employed by Morgan Stanley since May 2011. Prior to that Kenneth worked at Sanford C. Bernstein & CO., INC. and SANFORD C. BERNSTEIN & CO., LLC. Kenneth offers a variety of services, including asset allocation advice, financial planning, pension consulting, educational seminars, selection of other advisors, and portfolio management for individuals, businesses, and investment companies. Kenneth is also a board member for Mayer Brothers Capital Management, LLC and a partner for Mayer Family Associates, LP.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NY
05/18/2020 - Present
Morgan Stanley (New York NY)
NY
12/07/2000 - 08/11/2011
SANFORD C. BERNSTEIN & CO., LLC (NEW YORK NY)
NY
06/19/1992 - 12/07/2000
SANFORD C. BERNSTEIN & CO., INC. (NEW YORK NY)
BOTH
Issued 07/28/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/19/1992
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 04/17/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/05/1996
Series 31 - Futures Managed Funds Examination
BC
Issued 06/17/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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