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Kenley Lawton iii

Wells Fargo Advisors Financial Network, LLC

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About Kenley Lawton iii

Kenley Lawton iii is a financial advisor with Wells Fargo Advisors Financial Network, LLC. Kenley has over 45 years of experience in the financial industry. Kenley has worked with clients in various industries including insurance companies, charitable organizations, high-net-worth individuals, banking or thrift institutions, pension and profit sharing plans, corporations or other businesses, individuals other than high-net-worth, and state or municipal government entities. Kenley is registered in 25 states and provides investment consulting services to institutional clients, financial planning, pension consulting, selection of other advisers, portfolio management for businesses and portfolio management for individuals.

Firm Information

Kenley Lawton iii is currently registered with Wells Fargo Advisors Financial Network, LLC. Wells Fargo Advisors Financial Network, LLC is a Limited Liability Company headquartered in St. Louis, Missouri. Founded in 2003, the firm offers a range of investment advisory services to individual and institutional clients, including financial planning, portfolio management, and pension consulting. Wells Fargo Advisors Financial Network, LLC is registered with the SEC and in all 50 states and the District of Columbia. The firm manages over $154 billion in regulatory assets under management.
Wells Fargo Advisors Financial Network, LLC

ONE NORTH JEFFERSON AVENUE

ST. LOUIS, MO 63103

$154.19B

Assets Under Management

2,434

Total Clients

3,095

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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investment consulting services to institutional clients

Investment consulting services to institutional clients

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Kenley Lawton iii’s Registration & Firm History

TX

04/17/2023 - Present

Wells Fargo Advisors Financial Network, LLC (EL PASO TX)

TX

05/11/1998 - 04/14/2023

WELLS FARGO CLEARING SERVICES, LLC (EL PASO TX)

TX

10/05/1992 - 05/11/1998

PRINCIPAL FINANCIAL SECURITIES,INC. (DALLAS TX)

NY

02/24/1978 - 10/13/1992

DEAN WITTER REYNOLDS INC. (PURCHASE NY)

NA

01/27/1977 - 02/24/1978

DEAN WITTER & CO. INCORPORATED

NA

11/19/1973 - 03/01/1977

A. G. EDWARDS & SONS, INC.

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Licenses & Designations

IA

Issued 08/22/1996

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 07/07/1984

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 01/02/2023

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 07/26/1993

Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)

BC

Issued 01/02/2023

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/07/1986

Series 3 - National Commodity Futures Examination

BC

Issued 02/06/1979

PC - AMEX Put and Call Exam

BC

Issued 11/10/1973

Series 1 - Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Kenley Lawton iii. Review regulatory record here.
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