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Kenji Kuya

Smbc Nikko Securities America, Inc.

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About Kenji Kuya

Kenji Kuya is a financial professional with over 30 years of experience in the securities industry. Kenji currently works with Smbc Nikko Securities America, Inc. and is located in New York, NY. Kenji has held previous positions at Citigroup Global Markets Inc. and Salomon Brothers Inc.

Firm Information

Kenji Kuya is currently registered with Smbc Nikko Securities America, Inc.. Smbc Nikko Securities America, Inc. is a Corporation registered in the United States and has been in operation since August 8, 1990. The firm has a presence in all 50 states and the District of Columbia, with a total of 52 state registrations. Smbc Nikko Securities America, Inc. has one SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

313

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kenji Kuya’s Registration & Firm History

NY

12/17/2010 - Present

Smbc Nikko Securities America, Inc. (NEW YORK NY)

NY

09/01/1998 - 11/11/2010

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

NY

10/30/1991 - 09/01/1998

SALOMON BROTHERS INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 11/11/1991

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/15/1992

Series 3 - National Commodity Futures Examination

BC

Issued 10/28/1991

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kenji Kuya.
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