Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kenji? Claim Your ProfileKenji Carroll is an investment advisor representative with LPL Financial LLC. Kenji has been in the securities industry since 1993. Kenji has been registered with LPL Financial LLC since 2025. Prior to that, Kenji was registered with Crown Capital Securities, L.P., Ameriprise Advisor Services, Inc., Park Avenue Securities LLC, and MONY Securities Corp. Kenji holds Series 6, 7, 63, and 65 licenses. Kenji's specializations include Portfolio Management for Individuals, Portfolio Management for Businesses, Pension Consulting, Financial Planning, and Educational Seminars. Kenji also provides consulting and other non-discretionary advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
HI
01/01/2025 - Present
LPL Financial LLC (AIEA HI)
HI
06/19/2009 - 05/01/2024
CROWN CAPITAL SECURITIES, L.P. (AIEA HI)
HI
02/12/2002 - 06/24/2009
AMERIPRISE ADVISOR SERVICES, INC. (HONOLULU HI)
NY
12/07/2000 - 02/20/2002
PARK AVENUE SECURITIES LLC (NEW YORK NY)
NA
06/11/1992 - 05/19/1994
MONY SECURITIES CORP.
NA
06/16/1987 - 03/20/1992
MONY SECURITIES CORP.
NA
05/17/1986 - 03/19/1987
NYLIFE SECURITIES INC.
IA
Issued 10/09/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/26/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/06/2000
Series 7 - General Securities Representative Examination
BC
Issued 05/03/1986
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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