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Kenichiro Hara

U.s. Bancorp Investments, Inc.

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About Kenichiro Hara

Kenichiro Hara is a financial professional with over 5 years of experience in the industry. Kenichiro has a strong background in securities, having passed the Series 7TO, SIE and Series 6 exams. Currently, Kenichiro is registered with U.S. Bancorp Investments, Inc. and is licensed to operate in California. Previously, Kenichiro was employed with UNIONBANC INVESTMENT SERVICES, LLC and WELLS FARGO CLEARING SERVICES, LLC. Kenichiro provides financial planning and portfolio management services to individuals and businesses. Kenichiro specializes in fixed income, equities, mutual funds, variable annuities, and retirement planning.

Firm Information

Kenichiro Hara is currently registered with U.s. Bancorp Investments, Inc.. U.S. Bancorp Investments, Inc. is a corporation that provides financial planning, portfolio management, and other investment advisory services. Formed in 1974, the firm has approximately $1 billion - $10 billion in assets under management and is registered with the SEC and in all 50 states. The firm's main office is located in Saint Paul, Minnesota.
U.s. Bancorp Investments, Inc.

60 LIVINGSTON AVENUE

SAINT PAUL, MN 55107

$15.87B

Assets Under Management

3,360

Total Clients

1,960

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

12b-1,networking&shareholder serv,product partner arrangements

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Kenichiro Hara’s Registration & Firm History

CA

05/26/2023 - Present

U.s. Bancorp Investments, Inc. (Los Angeles CA)

CA

01/08/2020 - 05/26/2023

UNIONBANC INVESTMENT SERVICES, LLC (NEWPORT BEACH CA)

CA

03/02/2017 - 01/04/2019

WELLS FARGO CLEARING SERVICES, LLC (RANCHO SANTA MARGARITA CA)

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Licenses & Designations

BC

Issued 03/09/2017

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/12/2022

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/01/2017

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kenichiro Hara.
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