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Kenichi Tashiro

TD Securities (usa) LLC

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About Kenichi Tashiro

Kenichi Tashiro is a financial professional who has been in the industry since March 13, 2022. Kenichi is currently registered with TD Securities (usa) LLC and is licensed in New York. Kenichi holds the Series 63, Series 79TO and SIE exams. Kenichi's branch office is located in New York, NY.

Firm Information

Kenichi Tashiro is currently registered with TD Securities (usa) LLC. TD Securities (USA) LLC is a Limited Liability Company formed in November 2004. The firm is registered in all 50 states, as well as the District of Columbia and Puerto Rico. It is also registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

174

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kenichi Tashiro’s Registration & Firm History

NY

03/14/2022 - Present

TD Securities (usa) LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 04/04/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/14/2022

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 01/28/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kenichi Tashiro.
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