Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kenichi? Claim Your ProfileKenichi Shoji is a financial advisor registered with the state of Texas. Kenichi is associated with View Capital RIA, LP, and has been in the industry since 1993. Kenichi holds Series 3, 4, 7, 8, 24 and 63 licenses. Kenichi has experience working with high net worth individuals, charitable organizations and pooled investment vehicles. Kenichi is a CFA charter holder and has worked for several large financial institutions including Deutsche Bank Securities Inc., BT Alex. Brown Incorporated and J.P. Morgan Securities Inc. Kenichi also has experience working with Stissing Lake Advisors. Kenichi is currently a Director of Clear Markets North America, Inc. and a member of the advisory board of Active Allocator Holdings, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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TX
04/07/2017 - Present
View Capital RIA, LP (DALLAS TX)
NY
09/29/2005 - 05/11/2009
DRESDNER KLEINWORT SECURITIES LLC (NEW YORK NY)
NY
03/16/1999 - 11/05/2002
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
MD
05/14/1998 - 03/16/1999
BT ALEX. BROWN INCORPORATED (BALTIMORE MD)
NY
11/22/1993 - 03/23/1998
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
BC
Issued 10/24/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/14/2006
Series 24 - General Securities Principal Examination
BC
Issued 11/28/1995
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/31/1995
Series 4 - Registered Options Principal Examination
BC
Issued 09/28/2005
Series 7 - General Securities Representative Examination
BC
Issued 07/20/1994
Series 3 - National Commodity Futures Examination
Active
Inactive
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