Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kengo? Claim Your ProfileKengo Matsubara is a financial professional with over two years of experience in the securities industry. Kengo Matsubara is currently registered with SMBC Nikko Securities America, Inc. and is licensed to conduct business in all 50 states. Kengo Matsubara has held previous roles at Jefferies LLC and SMBC Nikko Securities America, Inc. Kengo Matsubara holds the Series 63, Series 79TO, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
12/20/2023 - Present
Smbc Nikko Securities America, Inc. (NEW YORK NY)
NY
04/01/2022 - 11/16/2023
JEFFERIES LLC (NEW YORK NY)
NY
12/22/2021 - 04/20/2022
SMBC NIKKO SECURITIES AMERICA, INC. (NEW YORK NY)
BC
Issued 01/21/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/10/2021
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/15/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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