Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kengming? Claim Your ProfileKengming Tien is a financial professional with over 28 years of experience in the securities industry. Kengming is currently registered with Integral Financial LLC and is based in Cupertino, California. Previously, Kengming was affiliated with several firms, including MAIA SECURITIES, INC., FORTUNE SECURITIES, INC., WHITE PACIFIC SECURITIES, INC., THOMAS F. WHITE & CO., INCORPORATED, CAPITAL INVESTMENT EXCHANGE, INC., AGS FINANCIAL SERVICES, INC., and CAPITAL WORLD SECURITIES CORP. Kengming specializes in providing portfolio management services for both businesses and individuals, as well as financial planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
09/20/2022 - Present
Integral Financial LLC (CUPERTINO CA)
CA
08/21/2001 - 09/13/2022
MAIA SECURITIES, INC. (Yorba Linda CA)
CA
12/23/2000 - 10/29/2001
FORTUNE SECURITIES, INC. (ALHAMBRA CA)
CA
07/12/2000 - 10/23/2000
WHITE PACIFIC SECURITIES, INC. (SAN FRANCISCO CA)
CA
04/01/1999 - 07/12/2000
THOMAS F. WHITE & CO., INCORPORATED (SAN FRANCISCO CA)
CA
07/22/1996 - 02/01/1999
CAPITAL INVESTMENT EXCHANGE, INC. (SAN FRANCISCO CA)
IL
04/23/1996 - 09/27/1996
AGS FINANCIAL SERVICES, INC. (CHICAGO IL)
NA
01/26/1994 - 11/10/1995
CAPITAL WORLD SECURITIES CORP
BC
Issued 11/18/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/09/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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