Unclaimed
Keng Taing is a financial advisor with Empower Advisory Group, LLC and has been working in the financial industry since June 22, 2004. Keng is registered in 45 states and the District of Columbia. Keng provides financial planning, portfolio management, and educational seminars. Keng has held previous positions at LPL Financial LLC, Hilltop Securities Independent Network Inc., Southwest Securities, Inc., M.L. Stern & Co., LLC, PFS Investments Inc., and E*TRADE Securities LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NV
11/27/2023 - Present
Empower Advisory Group, LLC (LAS VEGAS NV)
NV
12/10/2019 - 11/13/2023
LPL FINANCIAL LLC (LAS VEGAS NV)
NV
11/30/2012 - 12/11/2019
HILLTOP SECURITIES INDEPENDENT NETWORK INC. (LAS VEGAS NV)
NV
12/09/2008 - 12/03/2012
SOUTHWEST SECURITIES, INC. (LAS VEGAS NV)
NV
09/15/2005 - 12/09/2008
M.L. STERN & CO., LLC. (HENDERSON NV)
GA
02/03/2004 - 03/02/2005
PFS INVESTMENTS INC. (DULUTH GA)
NJ
06/26/2003 - 08/19/2003
E*TRADE SECURITIES LLC (JERSEY CITY NJ)
IA
Issued 10/18/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/27/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/24/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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