Unclaimed
Kendra Piazza is an Investment Advisor Representative with J.P. Morgan Securities LLC. Kendra has been in the financial services industry since April 29, 2008. Kendra holds Series 4, 6, 7, 9, 10, 24, 63, and 66 licenses. Prior to joining J.P. Morgan Securities LLC, Kendra worked at Edward Jones and Chase Investment Services Corp. Kendra is registered to provide investment advice in all 50 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
TX
09/20/2021 - Present
J.p. Morgan Securities LLC (Dallas TX)
MO
02/27/2017 - 08/02/2017
EDWARD JONES (ST. LOUIS MO)
TX
07/16/2012 - 11/07/2016
J.P. MORGAN SECURITIES LLC (DALLAS TX)
TX
12/10/2007 - 07/03/2012
CHASE INVESTMENT SERVICES CORP. (DALLAS TX)
BOTH
Issued 09/13/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/21/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/18/2017
Series 4 - Registered Options Principal Examination
BC
Issued 03/24/2017
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/16/2017
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/20/2015
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/13/2012
Series 7 - General Securities Representative Examination
BC
Issued 12/07/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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