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Kendall Sean Koens

Northwestern Mutual Investment Services, LLC

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About Kendall Sean Koens

Kendall Koens has been in the financial services industry since 2002 and is currently registered with Northwestern Mutual Investment Services, LLC. Kendall is a Series 6, 7 and 63 licensed professional. Kendall is also a licensed Uniform Investment Adviser Law Examination and Series 65 licensed professional. Kendall has worked with Thrivent Investment Management Inc, MetLife Securities Inc, Metropolitan Life Insurance Company, A. G. Edwards & Sons, Inc and Northwestern Mutual Investment Services, LLC. Kendall has worked in Rochester, Minnesota; Bloomington, Minnesota; St. Louis, Missouri; and Milwaukee, Wisconsin. Kendall is a Registered Representative of Northwestern Mutual Investment Services, LLC, a subsidiary of Northwestern Mutual.

Firm Information

Kendall Koens is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Kendall Koens’s Registration & Firm History

MN

01/09/2015 - Present

Northwestern Mutual Investment Services, LLC (ROCHESTER MN)

MN

12/14/2007 - 12/18/2014

THRIVENT INVESTMENT MANAGEMENT INC. (ROCHESTER MN)

MN

04/17/2006 - 09/24/2007

METLIFE SECURITIES INC. (BLOOMINGTON MN)

MN

04/17/2006 - 07/09/2007

METROPOLITAN LIFE INSURANCE COMPANY (BLOOMINGTON MN)

MO

07/12/2004 - 09/16/2004

A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)

WI

04/10/2002 - 07/02/2004

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)

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Licenses & Designations

IA

Issued 08/13/2008

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 03/06/2002

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/12/2008

Series 7 - General Securities Representative Examination

BC

Issued 04/09/2002

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kendall Sean Koens.
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