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Kendall R Best

Pacific OAK Capital Markets, LLC

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About Kendall R Best

Kendall Best is a financial advisor currently registered with Pacific Oak Capital Markets, LLC, based in Costa Mesa, CA. Kendall has over 20 years of experience in the financial services industry, with a focus on providing investment advice to clients. Kendall is licensed to provide financial advice in all 50 states and the District of Columbia. Kendall holds the Series 7 and Series 63 licenses. Prior to joining Pacific Oak Capital Markets, LLC, Kendall worked at a variety of firms, including Foreside Fund Services, LLC, KBS Capital Markets Group LLC, Ridgewood Securities Corporation, National Planning Corporation, and Jackson National Life Distributors, Inc. Kendall has a strong understanding of the financial markets and is committed to providing clients with personalized investment advice.

Firm Information

Kendall Best is currently registered with Pacific OAK Capital Markets, LLC. Pacific OAK Capital Markets, LLC is a Limited Liability Company formed on March 26, 2020. The firm is registered with the Securities and Exchange Commission and all 50 states, as well as Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

18

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kendall Best’s Registration & Firm History

CA

05/13/2022 - Present

Pacific OAK Capital Markets, LLC (COSTA MESA CA)

ME

04/24/2018 - 05/17/2019

FORESIDE FUND SERVICES, LLC (PORTLAND ME)

CA

03/07/2011 - 11/15/2016

KBS CAPITAL MARKETS GROUP LLC (NEWPORT BEACH CA)

NJ

08/06/2007 - 03/03/2011

RIDGEWOOD SECURITIES CORPORATION (MONTVALE NJ)

CA

12/08/2003 - 08/18/2006

NATIONAL PLANNING CORPORATION (SANTA MONICA CA)

TN

08/01/1996 - 01/27/2004

JACKSON NATIONAL LIFE DISTRIBUTORS, INC. (FRANKLIN TN)

CA

01/01/1996 - 08/01/1996

JACKSON NATIONAL FINANCIAL SERVICES, INC. (LOS ANGELES CA)

CA

07/06/1995 - 11/30/1995

TRANSAMERICA SECURITIES SALES CORPORATION (LOS ANGELES CA)

CA

07/06/1995 - 10/02/1995

TRANSAMERICA FINANCIAL RESOURCES, INC. (LOS ANGELES CA)

AZ

04/18/1995 - 05/05/1995

SUNAMERICA SECURITIES, INC. (PHOENIX AZ)

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Licenses & Designations

BC

Issued 05/16/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/17/1995

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kendall R Best.
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