Unclaimed
Kendall Plain is a financial advisor with PFS Investments Inc. located in Baton Rouge, LA. Kendall has been in the industry since 2014 and has a Series 66 license and has passed the SIE, Series 7 and Series 6TO exams. Kendall is registered to provide securities and investment advisory services in Louisiana. Prior to working at PFS Investments Inc., Kendall was employed by Edward Jones.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
LA
01/22/2024 - Present
PFS Investments Inc. (BATON ROUGE LA)
LA
01/18/2023 - 12/31/2023
PFS INVESTMENTS INC. (BATON ROUGE LA)
LA
10/01/2015 - 12/31/2022
PFS INVESTMENTS INC. (BATON ROUGE LA)
LA
02/25/2014 - 10/07/2014
EDWARD JONES (BATON ROUGE LA)
BOTH
Issued 03/14/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/18/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/25/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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