Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kendall? Claim Your ProfileKendall Gerard Cotten is a registered investment advisor representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Kendall has been in the securities industry since February 1995. Kendall is registered with the state of Texas. Kendall's office is located at 300 CRESCENT CT, PBIG - DALLAS PRIVATE WEALTH, DALLAS, TX 75201. Kendall has been with Merrill Lynch, Pierce, Fenner & Smith Inc. since October 2013. Prior to joining Merrill Lynch, Pierce, Fenner & Smith Inc., Kendall was employed by Goldman, Sachs & Co. from February 1995 to October 2013. Kendall is licensed to provide investment advisory services to individuals, businesses, and institutions. Kendall holds a Series 3, Series 7, Series 63 and Series 65 licenses. Kendall has also passed the Securities Industry Essentials Examination.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
11/07/2013 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (DALLAS TX)
NY
02/21/1995 - 10/29/2013
GOLDMAN, SACHS & CO. (NEW YORK NY)
IA
Issued 11/05/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/15/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/26/1997
Series 3 - National Commodity Futures Examination
BC
Issued 02/17/1995
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Kendall Cotten is the right advisor for you? Invested Better is here to help.
