Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kendall? Claim Your ProfileKendall Dunn Avery is a registered investment advisor with Oppenheimer & Co. Inc. with over 30 years of experience in the financial services industry. Kendall has held various positions with several firms, including RBC Capital Markets, LLC, Ferris, Baker Watts, LLC, and Branch, Cabell and Company. Kendall's expertise includes portfolio management for individuals, businesses, and pooled investment vehicles. Kendall holds a Series 65, Series 63, Series 10, Series 9, Series 31, Series 7 and SIE licenses. Kendall is a registered investment advisor in California, Colorado, Florida, Hawaii, Illinois, Kentucky, Maryland, New York, North Carolina, Pennsylvania, South Carolina, Tennessee, Vermont, Virginia and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
VA
03/11/2011 - Present
Oppenheimer & Co. Inc. (RICHMOND VA)
VA
03/13/2009 - 03/17/2011
RBC CAPITAL MARKETS, LLC (RICHMOND VA)
VA
02/03/1995 - 03/13/2009
FERRIS, BAKER WATTS, LLC (RICHMOND VA)
VA
01/19/1988 - 02/09/1995
BRANCH, CABELL AND COMPANY (RICHMOND VA)
IA
Issued 08/03/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/05/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/07/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/25/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/12/2000
Series 31 - Futures Managed Funds Examination
BC
Issued 01/16/1988
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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