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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ken? Claim Your ProfileKen Zhang is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Incorporated. Ken has been in the financial services industry since January 2002 and is registered with the Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority (FINRA) as well as in several states. Ken specializes in providing financial advice to individuals and businesses. Ken's experience includes working with a variety of clients, including high-net-worth individuals, corporations, and charitable organizations. Ken is committed to providing personalized financial advice to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
05/08/2018 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (SAN JOSE CA)
CA
05/26/2016 - 03/09/2018
SCOTTRADE, INC. (MILPITAS CA)
CA
01/22/2016 - 05/23/2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SAN JOSE CA)
CA
05/27/2003 - 01/29/2016
SCOTTRADE, INC. (SUNNYVALE CA)
TX
01/24/2002 - 05/23/2003
H.D. VEST INVESTMENT SERVICES (DALLAS TX)
CA
11/07/2001 - 01/18/2002
QUEST CAPITAL STRATEGIES, INC. (LAGUNA HILLS CA)
IA
Issued 2/19/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/5/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/6/2001
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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