Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ken? Claim Your ProfileKen Zhang is a financial advisor with over 20 years of experience in the industry. Ken is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. and has previously worked with Scottrade, Inc. and H.D. Vest Investment Services. Ken is a licensed investment advisor in California and Texas and offers a wide range of financial services including portfolio management for individuals and businesses. Ken specializes in providing personalized financial advice tailored to the specific needs of each client.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
05/08/2018 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (SAN JOSE CA)
CA
05/26/2016 - 03/09/2018
SCOTTRADE, INC. (MILPITAS CA)
CA
01/22/2016 - 05/23/2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SAN JOSE CA)
CA
05/27/2003 - 01/29/2016
SCOTTRADE, INC. (SUNNYVALE CA)
TX
01/24/2002 - 05/23/2003
H.D. VEST INVESTMENT SERVICES (DALLAS TX)
CA
11/07/2001 - 01/18/2002
QUEST CAPITAL STRATEGIES, INC. (LAGUNA HILLS CA)
IA
Issued 02/19/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/05/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/06/2001
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Ken Zhang is the right advisor for you? Invested Better is here to help.
