Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ken? Claim Your ProfileKen W Jo is a financial advisor registered in 53 states and Puerto Rico. Ken W Jo is currently employed by Fidelity Brokerage Services LLC and previously worked at NYLIFE SECURITIES LLC. Ken W Jo holds the following licenses: Series 7TO, Series 63, Series 65, and SIE. Ken W Jo has been in the financial industry since 2021.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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RI
07/18/2024 - Present
Fidelity Brokerage Services LLC (SMITHFIELD RI)
CA
03/22/2021 - 06/18/2024
NYLIFE SECURITIES LLC (IRVINE CA)
IA
Issued 01/14/2023
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/17/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/12/2023
Series 7TO - General Securities Representative Examination
BC
Issued 03/20/2021
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 02/13/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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