Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ken? Claim Your ProfileKen Tanaka is a financial advisor at Truist Advisory Services, Inc. Ken has been in the financial services industry since 2004 and holds both Series 63 and 66 securities licenses. Ken specializes in providing financial planning and investment advice to individuals, families, and businesses. Ken is committed to helping clients achieve their financial goals. Prior to joining Truist, Ken worked at Wells Fargo Advisors, LLC and Citigroup Global Markets Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Wrap fee product and financial profiling services using desktop software
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
11/07/2016 - Present
Truist Advisory Services, Inc. (MIAMI FL)
FL
05/09/2013 - 11/02/2015
WELLS FARGO ADVISORS, LLC (HOLLYWOOD FL)
DC
05/29/2007 - 04/30/2013
CITIGROUP GLOBAL MARKETS INC. (WASHINGTON DC)
DC
07/21/2005 - 05/29/2007
CITICORP INVESTMENT SERVICES (WASHINGTON DC)
TN
03/18/2005 - 04/12/2005
P.J. ROBB VARIABLE CORPORATION (MEMPHIS TN)
MA
09/11/2003 - 04/22/2004
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
NY
03/22/2002 - 05/02/2002
CONTINENTAL BROKER-DEALER CORP. (CARLE PLACE NY)
FL
11/07/2001 - 03/22/2002
DISCOVERY CAPITAL GROUP (CORAL SPRINGS FL)
BOTH
Issued 11/03/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/03/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/28/2006
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/06/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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