linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Ken S Kim

Westpark Capital, Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Ken? Claim Your Profile

About Ken S Kim

Ken Kim is a registered representative with Westpark Capital, Inc. in Boca Raton, Florida. Ken Kim has been in the financial services industry since December 27, 2008. Ken Kim specializes in providing financial planning and portfolio management for individuals. Ken Kim holds the Series 7, Series 24, and Series 63 licenses. Prior to joining Westpark Capital, Inc., Ken Kim was employed by SAMSUNG SECURITIES (AMERICA), INC., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, and BNP PARIBAS SECURITIES CORP.

Firm Information

Ken Kim is currently registered with Westpark Capital, Inc.. Westpark Capital, Inc. is a registered investment advisor headquartered in Los Angeles, California. Established in 1995, the firm provides financial planning and portfolio management services for individuals. They have a total of 200 clients and manage approximately $29,970,039 in assets. Westpark Capital is registered in 53 states and the District of Columbia.
Westpark Capital, Inc.

1800 CENTURY PARK EAST

LOS ANGELES, CA 90067

$29.97M

Assets Under Management

Not reported

Total Clients

41

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

fixed fees

Set rates for specific services, regardless of time or assets managed.

check

percentage of assets

A percentage of the total value of assets under management is charged.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Ken Kim’s Registration & Firm History

FL

02/15/2024 - Present

Westpark Capital, Inc. (BOCA RATON FL)

NY

08/05/2010 - 03/24/2020

SAMSUNG SECURITIES (AMERICA), INC. (NEW YORK NY)

NY

10/19/2006 - 03/03/2010

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NY

08/02/2004 - 09/15/2006

BNP PARIBAS SECURITIES CORP. (NEW YORK NY)

Not sure if Ken S Kim is right for you?

Licenses & Designations

BC

Issued 07/31/2024

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/17/2013

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/30/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Ken S Kim. Review regulatory record here.
Not sure if Ken S Kim is right for you?