Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ken? Claim Your ProfileKen Robert Adams is a financial advisor registered with Cetera Advisor Networks LLC. Ken has been in the securities industry since October 30, 2004. He holds Series 6 and 63 licenses, as well as the SIE exam. Ken has been registered in both North Carolina and South Carolina since September 3, 2013. Ken previously worked at Tower Square Securities, Inc. and Intercarolina Financial Services, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
SC
09/03/2013 - Present
Cetera Advisor Networks LLC (FORT MILL SC)
SC
07/11/2011 - 09/03/2013
TOWER SQUARE SECURITIES, INC. (FORT MILL SC)
NC
10/18/2004 - 06/28/2011
INTERCAROLINA FINANCIAL SERVICES, INC. (GREENSBORO NC)
BC
Issued 09/24/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/14/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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