Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ken? Claim Your ProfileKen Muraoka is a financial professional with over 20 years of experience in the industry. Ken has a strong background in financial planning and investment management and is currently registered with Avantax Investment Services, Inc. Ken is also a Registered Principal with FINRA. Ken is dedicated to helping clients achieve their financial goals and is committed to providing personalized service and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
GA
01/25/2024 - Present
Avantax Investment Services, Inc. (ATLANTA GA)
CA
10/19/2015 - 09/08/2022
FIRST ALLIED SECURITIES, INC. (EL SEGUNDO CA)
GA
10/19/2015 - 12/03/2019
SUMMIT BROKERAGE SERVICES, INC. (ATLANTA GA)
GA
10/19/2015 - 11/01/2017
GIRARD SECURITIES, INC. (ATLANTA GA)
GA
10/27/2015 - 12/31/2016
LEGEND EQUITIES CORPORATION (Atlanta GA)
GA
10/27/2015 - 11/09/2016
INVESTORS CAPITAL CORP. (ATLANTA GA)
GA
10/27/2015 - 11/09/2016
VSR FINANCIAL SERVICES, INC. (Atlanta GA)
FL
04/15/2013 - 04/03/2015
CHARLES SCHWAB & CO., INC. (ORLANDO FL)
AZ
03/24/2008 - 02/15/2013
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
AZ
03/24/2008 - 02/15/2013
SAGEPOINT FINANCIAL, INC. (SCOTTSDALE AZ)
GA
03/15/2007 - 02/15/2013
FSC SECURITIES CORPORATION (ATLANTA GA)
GA
03/24/2008 - 03/03/2009
ADVANTAGE CAPITAL CORPORATION (ATLANTA GA)
AZ
03/24/2008 - 10/29/2008
AMERICAN GENERAL SECURITIES INCORPORATED (PHOENIX AZ)
MA
10/24/2005 - 01/23/2007
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
SC
11/07/2001 - 09/30/2005
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
BC
Issued 07/06/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/03/2003
Series 27 - Financial and Operations Principal Examination
BC
Issued 11/18/2002
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/06/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Ken Muraoka is the right advisor for you? Invested Better is here to help.
