Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ken? Claim Your ProfileKen Morris is a financial advisor with over 15 years of experience in the industry. Ken is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. in both California and Texas. Ken has worked with Merrill Lynch since 2006 and has held various positions within the firm. Ken is also a licensed investment advisor representative. Ken's specializations include investment advisory services, investment planning, portfolio management, and retirement planning. Ken's focus is on providing clients with personalized financial advice and guidance to help them achieve their financial goals. Ken is committed to providing clients with the highest level of service and expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
10/31/2017 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (SAN DIEGO CA)
CA
01/11/2006 - 08/05/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CENTURY CITY CA)
AZ
07/06/2005 - 01/04/2006
MORGAN STANLEY DW INC. (SCOTTSDALE AZ)
BOTH
Issued 7/11/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/30/2015
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/3/2015
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 8/2/2018
Series 3 - National Commodity Futures Examination
BC
Issued 7/1/2013
Series 7 - General Securities Representative Examination
BC
Issued 7/28/2005
Series 31 - Futures Managed Funds Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Ken Morris is the right advisor for you? Invested Better is here to help.
