linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Ken Morikawa

Smbc Nikko Securities America, Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Ken? Claim Your Profile

About Ken Morikawa

Ken Morikawa is a registered representative associated with SMBC Nikko Securities America, Inc. Ken is currently licensed to conduct business in New Jersey and is registered with the Financial Industry Regulatory Authority (FINRA). Ken has been in the industry since May 5, 2024 and has passed the Series 7TO and SIE exams.

Firm Information

Ken Morikawa is currently registered with Smbc Nikko Securities America, Inc.. Smbc Nikko Securities America, Inc. is a Corporation registered in the United States and has been in operation since August 8, 1990. The firm has a presence in all 50 states and the District of Columbia, with a total of 52 state registrations. Smbc Nikko Securities America, Inc. has one SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

313

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Ken Morikawa’s Registration & Firm History

NJ

05/06/2024 - Present

Smbc Nikko Securities America, Inc. (Jersey City NJ)

Not sure if Ken Morikawa is right for you?

Licenses & Designations

BC

Issued 05/06/2024

Series 7TO - General Securities Representative Examination

BC

Issued 03/15/2024

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

N

NYSE Arca, Inc.

Disclosures

There are no public disclosures for Ken Morikawa.
Not sure if Ken Morikawa is right for you?