Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ken? Claim Your ProfileKen Miwada is a financial professional with Smbc Nikko Securities America, Inc. He is a Registered Representative with FINRA and holds the Series 79TO, Series 24, and SIE exams. Ken has been in the industry since 2021.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
05/06/2021 - Present
Smbc Nikko Securities America, Inc. (NEW YORK NY)
BC
Issued 05/17/2021
Series 24 - General Securities Principal Examination
BC
Issued 05/06/2021
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 04/23/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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