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Ken Majid Nooshi

Nylife Securities LLC

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About Ken Majid Nooshi

Ken Majid Nooshi is a registered representative with Nylife Securities LLC. Ken has been in the securities industry since August 14, 1995. Ken is licensed to sell securities in California, Hawaii, Nevada and Virginia. Ken has passed the Series 6, Series 63 and SIE exams. Ken is located at the Nylife Securities LLC office in Westlake Village, California.

Firm Information

Ken Nooshi is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Ken Nooshi’s Registration & Firm History

CA

08/15/1995 - Present

Nylife Securities LLC (WESTLAKE VILLAGE CA)

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Licenses & Designations

BC

Issued 07/18/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/14/1995

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 3 public disclosures for Ken Majid Nooshi. Review regulatory record here.
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