Unclaimed
Ken Leavy is currently registered with BNP Paribas Securities Corp. Ken has been in the securities industry since June 14, 2012 and has passed both the Securities Industry Essentials Examination (SIE) and the Operations Professional Examination (Series 99). Prior to joining BNP Paribas Securities Corp. Ken was with BNP PARIBAS PRIME BROKERAGE, INC. in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NJ
06/15/2012 - Present
BNP Paribas Securities Corp. (Jersey City NJ)
NY
03/12/2014 - 07/09/2018
BNP PARIBAS PRIME BROKERAGE, INC. (NEW YORK NY)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/14/2012
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
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