Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ken? Claim Your ProfileKen Lin is an active securities representative registered with National Financial Services LLC. Ken holds the Series 6, 7, 63 and 66 licenses as well as the SIE. Ken has been in the financial industry since 2014 and has experience with Merrill Lynch, Pierce, Fenner & Smith Incorporated, TD Ameritrade, Inc., J.P. Morgan Securities LLC and Chase Investment Services Corp.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
08/07/2022 - Present
National Financial Services LLC (WESTLAKE TX)
TX
05/04/2018 - 10/18/2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (DALLAS TX)
TX
06/27/2016 - 04/06/2018
TD AMERITRADE, INC. (Southlake TX)
NY
10/01/2012 - 01/23/2013
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
08/04/2010 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (NEW YORK NY)
BOTH
Issued 05/12/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/06/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/27/2016
Series 7 - General Securities Representative Examination
BC
Issued 08/03/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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